Candidates are given two hours and 15 minutes 5 minutes to complete the exam. Series 65 best practices kaplan financial education is proud to bring you our best practices guide, created to help you pass your series 65 securities licensing exam. However, to register as an investment adviser representative based on the series 66, an individual must also have passed the finra series 7 exam and the exam must be valid i. Nrs fire mastery exams for securities industry essentials sie, series 6, 7, 9, 63, 65 and 66 are designed to test your overall mastery of the concepts tested on securities exams. Its harder than nclex but if you learn how to walk your way and arrive at the answer with kaplan, the nclex would be like a joke to you. We have prepared this important information to help you get a head start on your objectivebecoming an investment advisor representative. Make high quality series 65 materials and an industry leading exam prep partner a top priority. The text of this publication, or any part thereof, may not be reproduced in any. In order for a candidate to pass the series 65 exam, heshe must correctly answer at least 94 of the scored questions. The free series 65 practice test will assist you in passing the series 65 exam, which is a test that is used to assess the testtakers knowledge and ability to perform adequately as an investment advisor. Purchase all the series 65 products in one package and save big. Get the most live instruction available and take a simulated gmat in a real testing facilitytwo kaplan exclusives. A dry erase board, markers and a calculator are supplied for your use, so do not rely on accessing any notes and such during the exam. Accessibility all of our finalists offer selfpaced and live online series 65 prep courses, with selfstudy courses being the.
Finra series 65 exam details the series 65 exam consists of multiplechoice questions and is a total duration of 3 hours. Learn with a personalized study plan, tailored to your strengths and weakness, plus fulllength and section. Knopman marks financial training has earned the highest pass rates on wall street, and can help you get series 65 right the first time around. Check out our recommended series 65 study guides and flashcards, if you need more help with your test. Comments on the series 65 and series 66 exam hedge fund law blog martin april 20, 2009 at 10.
My kaplan instructor told us to ensure we make at least scores from 6065 and youre pretty much ready to take the nclex. It allows you to see areas of strength and weakness on your performance tracker without answers and rationales for every question. Get the best deals on series 65 exam when you shop the largest online selection at. Welcome to testgeek exam prep series 65 online video course. Series 65 exam study guide that is guaranteed to raise your score. Securities licensing exam prep kaplan financial education. Some of my friends were making 5060s on kaplan and still passed with 75 questions. Thank you for choosing kaplan for your educational needs and welcome to the series 65 license exam manual lem.
I took the practice exam and got a 76% and the mastery exam and got an 80%. Comprehensive securities licensing exam manual updated securities representative book. Do yourself a favor in preparing for the series 65 exam. Are you ready to get this godawful thing out of your life. Comprehensive and continually updated, the solomon series 65 study guide has helped thousands pass their exam. Its apparent that kaplan has a pulse on what is tested. Kaplan practice tests series 65 flashcards quizlet. My main point for writing this is to let people out there know that the kaplan practicemock exams are not the end all be all. Learn vocabulary, terms, and more with flashcards, games, and other study tools. If you just break down the entire exam to dont lie, dont cheat, dont steal youll have no problem with passing. The solomon series 65 study guide, written in clear easytounderstand language, contains the information you need to know to pass your exam. Our original research into the uniform investment adviser law examination, offered by the north american securities administrators association.
When i first started taking my tests i was hitting 75% to 85%, except on my mastery and practice exam i was hitting under 70%. The series 65 exam is required by most states for individuals to register as investment advisers ias or investment adviser representatives iars within those states. I took the kaplan course and have been getting around 60% consistently. Take a simulated gre in a real testing facilitya kaplan exclusive, and gain the confidence you need for test day. Kaplan financial educations securities licensing exam prep series 65 packages provide all the necessary tools to help you prepare, practice, and perform on the nasaa series 65 exam, uniform investment adviser law examination. Do not use the browser back button while doing this test. If that individual wishes to register as a securities sales representative, which is necessary to accept commissions, the series 63.
If you are serious about passing the series 65 exam, then this package is for you. Kaplan has prepared a best practices guide to help you pass the first time. The series 7 exam is essentially a much more difficult sie exam. I was in the passing zone for the readiness test offered by kaplan. The free series 65 practice test will assist you in passing the series 65 exam, which is a test that is used to assess the test takers knowledge and ability to perform adequately as an investment advisor. On the other hand, the series 7 exam is a different story. Series 65 certification practice test pocket preppocket prep. The outline of the exam and study resources was developed by north american securities. Series 65 test breakdown the uniform investment adviser law, also known as the series 65 exam, qualifies a candidate to become an investment advisor by testing his or her knowledge on retirement investment options, portfolio management, economic trends in the marketplace, investment advice, and recommendations and ethical business practices. The series 65 examination is required by most states for individuals that act as investment adviser representatives. You cannot bring any personal items into the test room.
Practice exam an online collection of practice questions built on the most current test topics frequently updated to address the latest regulations. How to ace the grueling series 65 exam and keep your wits. Kaplan offers a variety of series licensing exam prep study packages, classes, and tools. Kaplan series 65license exam manual, 11th edition paperback. Remember to click the finish exam link at the bottom of the page once you. The main culprits for a failed series 7 exam are the exams increased detail and difficulty. Choose from 500 different sets of series 65 flashcards on quizlet. Closely replicating the actual exam experience in terms of content, format, requirements and difficulty, passing our mastery exams provides students with a true.
Our series 65 courses will prepare you for your exam. The exam is required if you want to be licensed by a state in order to work with investors. Whether you want to pass the securities industry essentials sie exam, a qualification exam, or a combination of exams, we have everything you need to feel confident on exam day. Series 65 securities study materials kaplan financial. This is the only license required if an individual acts as an investment adviser representative. So if you have series 7, opt for the 66, its a little shorter.
My main point for writing this is to let people out there know that the kaplan practice mock exams are not the end all be all. This book is an excellent tool for your preparation for the series 65 exam, but it must be accompanied with another study source so that you are taking in a sufficient number of practice tests. Packages include practice exams, study guides, personal instructor support, and more. The passperfect was well written but was lacking an index and a comprehensive table of contents at the front of the book. I was concerned that i was not making the 65% but i was told by the kaplan instructor that if you are consistently making 50% or better on the question trainer you are ready to test for the nclex. There are specific health conditions that are covered under the americans with disabilities act, that require special testing accommodations. Series 65 test flashcards that will help you raise your score on the series 65 test. It includes all of the following exam preparation products. Passed series 65 with bad kaplan practice exam scores. Series 65 uniform investment adviser law exam, 10th edition 2016 kaplan, inc. I just took my series 65 on the 27th of july, my firm uses kaplan. The study guide contains charts, graphs and practice questions, as well as a glossary of key terms. The practice exam is a sound indicator of how you will perform on your actual qualification exam.
I ended up switching to kaplan for several tests lah, series 7, series 63, series 65. The book on the 65 with kaplan is good, i started off with solomon and couldnt handle the way they structured their book or their question bank. In fact, because the series 65 exam is so popular, there are a number of providers who offer series 65 study guide materials, practice exams, and other educational content to help pass the series 65 exam. Passing the series 66, the uniform combined state law examination, qualifies an individual as if he or she had passed both the series 63 and series 65. The exam covers topics that have been determined to be necessary to understand in order to provide investment advice to clients. The series 66 satisfies series 65 and series 63 exam requirements, but series 7 registration is a corequisite for the series 66. We offer a variety of instruction options and exam prep study tools to best suit your learning style and schedule. Pocket preps series 65 exam prep app breaks down the content into four knowledge areas. Ive taken 8 simulated exams and averaged about an 84% 81% was the lowest, 89% was the highest. When comparing the best series 65 exam prep courses, we determined that the most important features were accessibility, study materials, student support and personalization.
Prepare for the finra series 65 exam with training materials from knopman marks. Stc was very good for the series 7, but the 66 was terrible, and considering the 65 is also legalese, id still stay away from stc for the 65. Been scoring around 8090% on the practice exams, and am going to take the 1time test that kaplan has within their study program. The mastery exam is similar to the practice exam and provides an additional simulated exam with unique questions.
The timer of the exam will not stop once the exam starts. The series 65 examination is also known as the uniform investment adviser law examination and has the main purpose of testing if candidates are qualified for working as investment adviser representatives. Looking for series 65 securities exam prep practice. The nasaa series 65, investment advisers law exam is designed to qualify candidates as investment advisor representatives. The exam is developed and maintained by the north american securities administrators association nasaa and administered by finra. The series 65 exam is computerbased, and includes 180 multiplechoice questions. I used both the kaplan manual and cd, and the materials from passperfect. New listing kaplan series 65 license exam manual and securitiespro by kaplan financial.